Nicole supports Certior’s operations team as a Compliance Associate. Some of her responsibilities include keeping up to date on all regulatory changes, implementing new policy and procedures to mitigate risk and helping to manage the general compliance operations of Certior Financial Group. She also works directly with the firm’s Chief Compliance Officer to make sure that Certior meets and exceeds regulatory expectations.
Nicole brings eight years of financial services experience to Certior Financial Group and prior to joining the team she worked for Wells Fargo in their personal banking and private wealth management divisions. She earned her bachelor’s degree in Political Science from Ramapo College of New Jersey.
Nicole lives in Spring City with her family. She enjoys traveling and exploring whenever possible.